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EXPERIENCED ATTORNEYS, PROFESSIONAL APPROACH

PRACTICE AREA & SECTORS
11

LEGAL RISK MANAGEMENT & COMPLIANCE

With the advancement of regulatory interest, there is an increased requirement of organizational risk framework. At Alaya Legal, we partner with the management of companies, organizations, or ventures to provide them with outside support so that they are in compliance with the updated rules and regulations

Risk management and regulatory compliance are meant to help businesses grow by acting as facilitators of their strategies. Through a mix of assessments, process improvement, and model evaluation and validation, Alaya Legal has assisted its clients in taking a strategic approach to managing legal, market, and operational risks. We conduct scrutiny and assessment of corporate documentation, statutory records, compliances, subsidiary-related information, stakeholder information (promoters, director, shareholders), litigation and show cause notices history, related party transactions, permits, licenses, approvals, etc. to ensure compliance with statutory liabilities and provisions under several regulations.

Our aim is to work with complete fairness to minimize the inefficiencies, highlight the potential risks involved and to act as enablers of business strategy

To enable the corporate houses to focus on their core activities, the firm utilizes the legal risk management tools including Legal Audit and Gap Analysis, Master Checklist for applicable laws at central, state, and local level, Compliance Manual, Code of Conduct for Employees, Documentary and Legal Due diligence with relevant authorities.

In addition to the risk management tools, our team also has access to local resource pool, particularly for inspection of records with relevant authorities in Delhi, Haryana, Chennai, Bangalore, Hyderabad, Cochin and Bhubaneshwar.

  • Legal Audit and Gap Analysis
  • Master Checklist for applicable, laws at central, state, and local level
  • Compliance Manual
  • Code of Conduct for Employees / Best Practices
  • Documentary Legal Due Diligence
  • Legal Due Diligence of records with Relevant Authorities